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FOUNDATION · CHAPTER 7 OF 8

Root locus, read from the equation

This chapter shows where the closed-loop poles go as the gain K rises from 0, reading the whole picture from the equation 1 + K G H = 0. You need it to see why a controller gain changes speed, damping and stability, and to place poles on purpose.

Updated 13 Oct 2026

What you will be able to do

You will turn into one condition on angles and one on lengths. You will use them to find the real segments of the locus, where the branches head for large , and where two branches leave the real axis. You will describe a locus as a table of exact closed-loop poles at chosen , up to where it crosses the axis.

Before you start

  1. Chapter 6, Stability, and where it is lost

  2. Complex numbers: magnitude and angle of a vector

  3. The quadratic formula, including complex roots

  4. The sum of the roots of a polynomial from its coefficients (Vieta)

  5. Repeated roots: a double root of a polynomial is also a root of its derivative

  6. Differentiating a rational function (quotient rule)

  7. Polynomial long division

  8. Limits as a variable grows without bound

The two conditions

Take a negative-feedback loop with loop gain . All the gain sits in , and with monic factors: and , with no common factor and . Here , both parts measured per second ( in rad/s). By Chapter 6 the closed-loop poles are the roots of the characteristic equation . Multiplying it by gives the characteristic polynomial , with the same roots; at they are the open-loop poles.

For , a closed-loop pole needs . A complex number equals exactly when its length is 1 and its angle is an odd multiple of . A positive real adds length but no angle. So , which gives , and the angle of must be an odd multiple of .

MAGNITUDE CONDITION

Holds for at a closed-loop pole that is not a zero. It is , since is the product of the zero lengths over the product of the pole lengths. is the length (per second) of the vector from pole to ; an empty product is 1.

ANGLE CONDITION

Holds for at not a pole or zero; is any integer. The left side is the angle of : angles add over a product, subtract over a quotient. Angles (degrees) run counter-clockwise from the positive real axis, on vectors from each pole or zero to . does not appear, so the angle alone decides whether is on the locus.

WORKED EXAMPLE

For and , show that is on the locus and find its . Then confirm with the characteristic polynomial.

Solution
  1. The pole at gives the vector . It has length and angle , since it points up and left by equal amounts.

  2. The pole at gives . It has length and angle .

  3. There are no zeros, so the angle sum is , an odd multiple of . The angle condition holds, so is on the locus.

  4. The magnitude condition gives , because the denominator is an empty product, 1.

  5. Check: multiplying by gives . The quadratic formula gives , which at is , as found.

Answer: lies on the locus at . The two branches leave and along the real axis, meet at when , then run straight up and down along .

K

Closed-loop poles of GH = 1/(s(s+2)), from s = -1 ± √(1 - K)

0

0 and -2

0.75

-0.5 and -1.5

1

-1 twice

2

-1 + j1 and -1 - j1

5

-1 + j2 and -1 - j2

The real axis and large gain

Two questions need no plotting: which real points are on the locus, and where the branches go for large . For the first, take a real point . A real pole or zero to its left gives a vector along the positive real axis, angle ; one to its right gives . A complex pole or zero and its conjugate give angles and , which cancel. So only the real poles and zeros to the right of matter.

REAL-AXIS RULE

real, not a pole or zero, . and count the real zeros and real poles strictly to the right of , a repeated one as often as it repeats. is odd exactly when is, so is on the locus exactly when the total count to its right is odd. Real open-loop poles are on the locus at .

WATCH OUT FOR

Counting a complex pole, or a pole at itself. Test: take strictly between two real poles or zeros and count only the real ones to its right.

For large , write and ; by Vieta, and . At a root of , . A root that stays within a fixed distance of the origin keeps bounded, so : it closes in on a zero. The far-pole argument below finds poles that grow without bound; the other settle on the zeros. If , has degree at most , so the coefficient of in stays for every . By Vieta, so does the sum of the roots.

SUM OF CLOSED-LOOP POLES

Holds for every when . are the closed-loop poles and the open-loop poles. If some poles move right, others must move left by the same total.

For a far pole, write the locus equation as . Long division gives , which agrees with in its first two terms when . The rest is smaller than by a factor of order . So at a far pole , with shrinking like . Taking roots, lies within about , which shrinks like , of a point whose th power is . Those points lie on rays from .

ASYMPTOTE ANGLES

Holds as grows without bound, with . These are the angles with . The far poles close in on rays at angles (degrees, from the positive real axis), all starting at the centroid below.

CENTROID OF THE ASYMPTOTES

Holds for ; is per second. It follows from with and .

Where branches leave the real axis

When two branches on one real segment move towards each other as rises, they meet and then leave the axis as a complex pair. At the meeting point the characteristic polynomial has a double root. Each real point of the locus is a pole for exactly one gain, below. On a locus segment between two real poles with no zero between, rises from 0 at each end, so the branches meet where stops rising and turns back.

GAIN ALONG THE REAL AXIS

Real with ; it comes from . On the locus .

BREAKAWAY CONDITION

Holds at a double root with ; a prime means . With , a double root needs and . Putting gives , and by the quotient rule . The same condition finds a break-in point, where a complex pair rejoins the axis.

WATCH OUT FOR

Treating every root of as a breakaway. Test: keep a real root only if it is on a real segment by the real-axis rule, which is the same as its being positive.

WORKED EXAMPLE

For and , find the real-axis segments, the asymptotes, the breakaway point with its , and where the locus crosses the axis.

Solution
  1. Real axis: a point in has one pole to its right (odd), so it is on the locus. In two poles lie to the right (even), so it is off. Left of three lie to the right, so it is on.

  2. Asymptotes: there are no zeros, so and the angle formula gives . The centroid formula gives .

  3. A breakaway needs . Here and , so and .

  4. The quadratic formula gives , that is and .

  5. is in , so it is a breakaway point. is in , which is off the locus (it would give ), so discard it.

  6. At , gives . Exactly, and .

  7. The third pole at this : , so the three poles always sum to , which leaves .

  8. Crossing, by Chapter 6's method: put in the characteristic polynomial and set its real and imaginary parts to zero. The real part gives and the imaginary part , so rad/s and . This is Chapter 6's limit for the whole cubic (, , , ): .

Answer: Segments and . Asymptotes at , , from . Breakaway at with . Crossing at with ; for the complex pair is in the RHP. Two branches leave and , meet and split off the axis, then bend towards the and rays. The third runs left from .

Each row of the table comes from working backwards. Pick a real point of the locus and take . Then divides , and the quadratic left over gives the other two poles. For : , the quotient is , and its roots are .

K

Closed-loop poles of GH = 1/(s(s+2)(s+4))

0

0, -2 and -4

3

-1, (-5 + √13)/2 ≈ -0.697 and (-5 - √13)/2 ≈ -4.303

16/(3√3) ≈ 3.08

-2 + 2/√3 ≈ -0.845 twice, and -2 - 4/√3 ≈ -4.309

15

-5, and -0.5 ± j√11/2 ≈ -0.5 ± j1.658

48

-6, and ±j2√2 ≈ ±j2.828

105

-7, and 0.5 ± j√59/2 ≈ 0.5 ± j3.841

Check yourself

CHECK YOURSELF 1

For the loop and , where is the breakaway point?

  1. (A)

  2. (B)

  3. (C)

  4. (D)

Answer and solution

Answer: (B)

  1. Here and , so .

  2. gives .

  3. It is in the segment (one pole to its right) and gives , so it is valid.

CHECK YOURSELF 2

For with , find the centroid of the asymptotes (the real value of ).

Answer and solution

Answer: (accepted range )

  1. , , so .

  2. and .

  3. .

CHECK YOURSELF 3One or more options are correct

For and , which of these real points lie on the root locus?

  1. (A)

  2. (B)

  3. (C)

  4. (D)

Answer and solution

Answer: (A), (C)

  1. : one real pole or zero to its right (the pole at 0), odd, so on the locus.

  2. : the zero at and the pole at 0 are to its right, two, even, so off.

  3. : the points , , are to its right, three, odd, so on.

  4. : all four are to its right, even, so off.

CHECK YOURSELF 4

For , the point is a closed-loop pole for some . Find .

Answer and solution

Answer: (accepted range )

  1. The vector from the pole at 0 is with angle . The vector from is with angle .

  2. The angle sum is , so is on the locus.

  3. Both lengths are , so .

  4. Check: has roots .

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